American Stock Transfer & Trust Company, LLC Operations Center Attn: Reorganization Department P.O. Attention: new online forms available for Dual, IDR and Hardship Applications. How to complete a Stock Power Form . On the Login page, select “Individuals”, and under “Shareholder Central” click on “Register-First Time Users Click here.” 3. 13500 S Point Blvd Ste L. Charlotte, NC 28273-4757. American Stock Transfer & Trust Company, LLC. § 8-204 provides that restrictions on the transfer of stock must be evidenced on the security itself or they are not effective against subsequent transferees without actual notice. Pacfic Stock Transfer, as a part of Pacific Services Group (which includes Capital Transfer Agency in Canada) is a full service transfer agency serving public and private companies across the United States and Canada. This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock … Transfer Stocks Owned by the Decedent. SPAC Structure; SPAC Business Combinations; SPAC Team; Rule 144 Provisions; Abandoned Property; DRIP/DRSPP; Dividend Disbursement Services; Shareholders. That is, if you own 1,000 shares of Apple through a broker or global custody account—for example, Charles Schwab—your stock is pooled with all of the other brokerage clients who own shares of Apple through Charles Schwab… Leading experts. Stock transfer requirements; American Stock Transfer & Trust Company, LLC 1-877-864-4750 Email: info@astfinancial.com Web site: www.astfinancial.com. To have the appropriate form sent to you, please contact American Stock Transfer & Trust Company, LLC by calling 877-864-4750 or write to the following address: Norfolk Southern Corporation, c/o American Stock Transfer & Trust Co, LLC, 6201 15th Avenue, Brooklyn, NY 11219. You can also visit www.astfinancial.com. American Stock Transfer & Trust Company, LLC (AST) provides stock transfer solutions. If your stock certificate has been lost, stolen or damaged, notify Computershare immediately at 1 800 351-7221 so that a stop transfer can be placed on the certificate.. Computershare will send you the forms needed for issuing a replacement certificate. Share Dealing Service. We recommend insuring your mail for 2% of the market value of the shares. Exhibit 4.4 . with a copy to: American Stock Transfer & Trust Company, LLC . View. Transfer Agent. Request for Transfer of Assets or Direct Rollover Form used to request a transfer or direct rollover from an external IRA or qualified plan to an American Funds Traditional, Roth, SIMPLE or SEP/SARSEP IRA. Replacing Lost Stock Certificates. Access forms for AQHA business, including registration applications, transfer forms, the AQHA rulebook, patterns, judges score sheets and more. The Company offers transfer agency, IPO counseling, proxy, and electronic transmission of data services. Account Transfer Forms. Please visit the Shareholder Login page for more information. AST has recorded your Viatris shares on its books. 6201 15 th Avenue . After contacting the transfer agent handling the stocks, on instructions from the representative, I downloaded the transfer package that contained all the forms needed to complete the transfer. REQUEST TO TRANSFER STOCK FORM 01X5OA-WEB A. Current Shareholder(s) Information (Transferor) Current Account Registration Name - Please print registration name as it appears on the account Shareholder (Transferor): Social Security Number or Tax Identification Number Computershare Account Number B. Signature(s) New investors are more likely to invest in stocksthrough a brokerage account. Investors using advisors: If transferring shares from an A, B, C, Advisor or R Class fund, the new owner must appoint a broker of record. We are an online stock transfer agent, financial services provider and consulting firm. If your firm does not, we'll provide a prefilled Transfer assets to Fidelity form that you can quickly print, sign, and mail to Fidelity. Request for Taxpayer Identification Number and Certification. If bonds are being transferred, please supply … 127 reviews from American Stock Transfer & Trust employees about American Stock Transfer & Trust culture, salaries, benefits, work-life balance, management, job security, and more. To have the appropriate form sent to you, please contact American Stock Transfer & Trust Company, LLC by calling 877-864-4750 or write to the following address: Norfolk Southern Corporation, c/o American Stock Transfer & Trust Co, LLC, 6201 15th Avenue, Brooklyn, NY 11219. D.F. Computershare Transfer Forms. in the corporate bylaws, charter, and on the stock certificates. American Stock Transfer & Trust Company, LLC . When transferring stock certificates that you hold, the below requirements and your stock certificates should be mailed by insured registered mail. Computershare maintains shareholder records, disburses and reinvests dividends, replaces dividend checks, transfers shares for ownership changes, and issues and holds shares on behalf of shareholders in book-entry form. Request for Transfer of Assets or Direct Rollover Form used to request a transfer or direct rollover from an external IRA or qualified plan to an American Funds Traditional, Roth, SIMPLE or SEP/SARSEP IRA. Shares held in uncertificated book-entry form have the same rights and privileges as shares held in certificate form. AST Transfer Agent Services. Shareholder Services: help@astfinancial.com Corporations. Source: Form 8-K *As previously announced, dividends authorized by HTIs board of directors on HTIs shares of Common Stock will be paid on a quarterly basis in arrears in shares of HTIs Common Stock valued at HTIs estimated per share net asset value of Common Stock in effect on the applicable date, which is … Investors should carefully consider investment objectives, risks, charges and expenses. 6725 Via Austi Pkwy, Suite 300 Las Vegas, NV 89119 P: (800) 785-7782 F: (702) 433-1979. Box 922, Wall Street Station New York, NY 10269-0560 Telephone1-866-703-9065 (toll free) Internet: www.amstock.com BROADRIDGE FINANCIAL SOLUTIONS, INC. INVESTORS CHOICE DIRECT SHARE SALE PLAN Sponsored and Administered by American Stock Transfer & Trust Company Not By Telecopy No. As requested, enclosed are the forms and instructions needed to transfer the decedent’s stock to a new account or another holder. You may use the Stock Power form to transfer ownership of your Ameren Corporation common stock, and preferred stock.. US residents who have a DRS account can sell their shares by contacting American Stock Transfer and Trust Company at 1-800-249-7702. 2. Attn: Gift Processing Unit. [5] Basic Forms of Shareholder Agreement There are three forms of corporate … Prior to his current roles, Mr. Insley led retirement strategy and M&A integration activities for Ascensus, as well as that company’s national TPA, trust company and broker dealer. Get forms for buying, selling and exchanging your American Funds shares, and for linking your mutual fund and bank accounts. You can reach them at: Computershare 462 South 4 th Street Louisville, KY 40202. In the estate I handled, I had to transfer stocks to the estate. As part of Fidelity's online transfer process, we'll determine if your current firm accepts an electronic request to release your assets to us. PACIFIC STOCK TRANSFER. A. means Frontier Financial Corporation’s (FFC) Transfer Agent, currently American Stock Transfer & Trust Company (AST), maintains your shares on your behalf without the need for physical share certificates. 6201 15 th Avenue . TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT . Attention: Corporate Trust Department . … c/o American Stock Transfer & Trust Company, LLC 6201 15th Avenue Brooklyn, NY 11219. The distribution of stock made on April 10, 2014 and the week of June 30, 2014 were made through the Direct Registration System (“DRS”) with American Stock Transfer & Trust Company, LLC (“AST”). Transfer ownership or update the existing ownership using the information on the current AKC Registration Certificate. Corporations. Any questions or requests for assistance in completing the Affidavit of Loss should be directed to American Stock Transfer … TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT . 2. When checked, the account will be processed as a full account transfer, and any specific assets listed below will be disregarded. American Stock Transfer & Trust mails 1099 tax forms to shareholders by February 2 of each year (March 15 for 1042s to non-US shareholders). Please also note NYSE and NYSE American require different forms and application … THIS WEBSITE DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ANY SECURITIES DESCRIBED HEREIN. ... Restricted-stock guidelines for Rule 145 transactions, including client statement and questionnaire. A stock power is a form used to transfer stock and may be obtained from our link, a brokerage firm, or a bank. U.S. Shareholders 1. Often, as part of the stock transfer process, the Assignor is required to obtain a Medallion Signature Guarantee from an institution that belongs to the Medallion Stamp Program. American Stock Transfer & Trust Company, LLC (AST) is the Transfer Agent, Dividend Paying Agent, Stock Investment Plan Administrator, and Shareholder Records Agent for FirstEnergy Corp. AST's automated telephone support services are available 24 hours per day, seven days per week. When transferring stock certificates that you hold, the below requirements and your stock certificates should be mailed by insured registered mail. To be read in conjunction with the attached Stock Transfer form. Participants in Manulife’s Dividend Reinvestment Plan should refer to their plan statement for information on selling shares or contact their local stock transfer agent. Transfer Agent Services; Shareholder Meeting & Proxy Services; Corporate Actions/Escrows; IPOs; SPACs. Shareholder Info; ContinentaLink; Vote Your … Guidance Notes for the completion of a Stock Transfer form by shareholders. All whole shares of Viatris common stock have been issued in direct registration (book-entry) form by Viatris’ transfer agent, American Stock Transfer & Trust Company, LLC (“AST”). CAPITAL TRANSFER AGENCY. W-9 - US. Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value. 59 Maiden Lane . ONLY THE … NAST, LLC is an online stock transfer agent, financial services provider and consulting firm, with expertise in traditional services – as well as integration of … AST offers the advisory, operations, and expertise to address a suite of needs, from flawless Transfer Agent and Registrar services to IPO and ownership advisory. If a certificate is lost, stolen or destroyed, please notify American Stock Transfer immediately or complete the Request for Information/Help Form immediately. New York, NY 10038 . The Stock Transfer form must be completed in BLOCK CAPITALS and in black ink. American Depositary Receipts (ADRs) Shareholder Forms. You may call AST at 800-485-1883 or 718-921-8124 to obtain enrollment forms or log on to www.astfinancial.com and click on "shareholders" on the top menu, select "Invest … For over 45 years, businesses have partnered with AST for critical stock transfer agent services and strategic direction for corporate growth and shareholder engagement. You can manage and update your Principal Funds account using the forms below.Submit completed forms to your financial professional or directly to Principal Funds.Mail completed forms to:Principal Funds PO Box 219971Kansas City, MO 64121-9971For overnight delivery:Principal Funds 430 W 7th St, Ste … Your ADR holding is managed by Deutsche Bank's transfer agent, American Stock Transfer & Trust Company, LLC (AST) who are responsible for maintaining and updating your holding details accurately and for helping you with the administration of your holding. All Common Shareholders who wish to transfer stock of the Company must complete a Stock Transfer Application Form in a form established from time to time by the Company. The following links provide the materials necessary to prepare an original listing application for the New York Stock Exchange. NOTE: Certificates already registered in the name of the American Red Cross do not require either the stock waiver or stock power for execution of the transfer. Box 2042 New York, New York 10272-2042 If delivering by hand or courier: American Stock Transfer & Trust Company, LLC Operations Center Attn: Reorganization Department 6201 15 th … The stock transfer request must be signed by all persons having a direct ownership interest in the transferor and transferee. Historical Tax Information. American Stock Transfer & Trust Company . Corporate Headquarters Great American Insurance Group Tower 301 E. Fourth St. Cincinnati, Ohio 45202 … If you have a shareholder account or need information regarding shares moved from an Employee Stock Purchase Plan, Stock Options or Restricted Stock Awards / Units, click here to login. serves as Zimmer Biomet’s stock transfer agent. American Stock Transfer & Trust Company, LLC is NBT Bancorp’s transfer agent and dividend disbursing agent. Brooklyn, NY 11219 . Telephone: 1.800.463.5911 International: 1.201-680-6578 TDD: 1.888.269.5221 Incoming Account Transfer Form (PDF) Transfer on Death Kit (PDF) Letter of Authorization (LOA) to Transfer Funds or Securities (PDF) Direct Registration System Stock Transfer (PDF) Retirement account forms. REQUEST TO TRANSFER STOCK FORM 01X5OA-WEB A. Share purchase transactions. All queries or instructions regarding your holdings should be … IRA Designation or Change of Beneficiary (PDF) Traditional IRA Custodial Agreement and Disclosures (PDF) Enter the 10 digit account number for the current account. You can call American Stock Transfer And Trust at (718) 921-8124 phone number, write an email, fill out a contact form on their website www.astfinancial.com, or write a letter to American Stock Transfer and Trust Company, LLC, 6201 15th Avenue, Brooklyn, New York City, New York, 11219, United States. 127 reviews from American Stock Transfer & Trust employees about American Stock Transfer & Trust culture, salaries, benefits, work-life balance, management, job security, and more. 126 reviews from American Stock Transfer & Trust employees about American Stock Transfer & Trust culture, salaries, benefits, work-life balance, management, job security, and more. CFull Transfer — To transfer entire account, check here and skip to Section 4. Instead of being represented by a physical share certificate, your AMETEK shares are held in your name and recorded electronically on our records, which are maintained at our transfer agent, American Stock Transfer and Trust Company (AST). form, which can be downloaded from americancentury.com. Current Shareholder(s) Information (Transferor) Current Account Registration Name - Please print registration name as it appears on the account Shareholder (Transferor): Social Security Number or Tax Identification Number Computershare Account Number B. WARRANT AGREEMENT . As a group, we represent over 3,000 issuers, comprised of over 750,000 shareholders worldwide. With a copy to: American Stock Transfer & Trust Company . American Stock Transfer & Trust Company, LLC. 15. A separate Stock Power Form is needed for each account and company of stock you are transferring. Transfer Forms (to transfer shares to a new owner or change the account registration) US Stockholders . AST's staff also is available by mail or on the Internet. ; Print a copy of the form for your records. American Stock Transfer & Trust Company, LLC 6201 15th Avenue Brooklyn, New York 11219 Phone: (877) 390-3077 E-mail: info@amstock.com Website: www.amstock.com 14. AGM/EGM. AFG is a Fortune 500 holding company whose common stock is listed on the New York Stock Exchange. King is a brand name and operates as AST Investor Services Inc. (Canada). You can call American Stock Transfer And Trust at (718) 921-8124 phone number, write an email, fill out a contact form on their website www.astfinancial.com, or write a letter to American Stock Transfer and Trust Company, LLC, 6201 15th Avenue, … Stock Transfer Agent EQ Shareowner Services www.shareowneronline.com Customer Service Number: 855-854-1360 or 651 … When you place a trade order and the purchased stock appears in your account, your shares of stock are registered in a street name. Go to www.astfinancial.com/login 2. 5. 6. Computershare can be reached at 1-800-488-9281. Transfer Forms for Foreign Stockholders: General Transfer Form (Foreign) or Transfer Due to Death Form (Foreign) W-8 BEN and W-8 Instructions . If you did not receive a tax form, contact American Stock Transfer. Individual shareholders should contact EQ Shareowner Services for information on stock (e.g. Securities Canadian Stock Transfer Agents Medallion Program (STAMP) 2.
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